SEC Form 4 · accession 0001209191-17-006086
BANK OF THE OZARKS INC · OZRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy D Hicks
Officer — EVP / Chief of Staff
Period of report
Jan 27, 2017
Accepted (ET)
Jan 30, 2017 · 2:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038205
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 27, 2017 | M | 3,600 | $15.9275 | A | 27,372 | D | |
| Common Stock | Jan 27, 2017 | S | 2,700 | $55.80 | D | 24,672 | D | |
| Common Stock | Jan 27, 2017 | S | 900 | $55.83 | D | 23,772 | D | |
| Common Stock | holding | — | — | — | 6,010 | I | Shares held in 401(k) at 1/27/2017. | |
| Common Stock | holding | — | — | — | 10 | I | Shares held by Minor Child. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $15.9275 | Jan 27, 2017 | M | 3,600 | D | Nov 5, 2015 | Nov 5, 2019 | Common Stock | 3,600 | 0 | D |