SEC Form 4 · accession 0001209191-17-005678
BANK OF THE OZARKS INC · OZRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Darrel Russell
Officer — Chief Credit Officer
Period of report
Jan 24, 2017
Accepted (ET)
Jan 26, 2017 · 1:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038205
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 24, 2017 | M | 10,000 | $15.9275 | A | 34,524 | D | |
| Common Stock | Jan 24, 2017 | S | 10,000 | $54.00 | D | 24,524 | D | |
| Common Stock | holding | — | — | — | 81,942 | I | Shares held in 401(k) at 1/24/2017 | |
| Common Stock | holding | — | — | — | 9,308 | I | Shares held by Spouse in 401(k) at 1/24/2017 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $15.9275 | Jan 24, 2017 | M | 10,000 | D | Nov 5, 2015 | Nov 5, 2019 | Common Stock | 10,000 | 0 | D |