SEC Form 4 · accession 0001209191-16-155536
BANK OF THE OZARKS INC · OZRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Catherine B Freedberg
Director
Period of report
Dec 14, 2016
Accepted (ET)
Dec 16, 2016 · 8:37 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038205
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 14, 2016 | S | 10,000 | $52.1089 | D | 98,898 | I | Held in the George Blanton Jr. Irrevocable Trust dated 12/31/76, as Trustee |
| Common StockF1 | Dec 14, 2016 | S | 2,000 | $52.1089 | D | 18,690 | I | Held in the Ida Wood Blanton Trust dated 11/07/60, 25% Income Beneficiary |
| Common Stock | holding | — | — | — | 12,106 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple trades on December 14, 2016 at prices ranging from $52.000 to $52.470, inclusive. The reporting person hereby undertakes to provide to Bank of the Ozarks, Inc., a shareholder of Bank of the Ozarks, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.