SEC Form 4 · accession 0001209191-16-154282
BANK OF THE OZARKS INC · OZRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tyler A Vance
Officer — COO & Chief Banking Officer
Period of report
Dec 8, 2016
Accepted (ET)
Dec 9, 2016 · 10:11 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038205
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 8, 2016 | M | 16,000 | $24.7925 | A | 91,772 | D | |
| Common Stock | Dec 8, 2016 | S | 3,000 | $52.12 | D | 88,772 | D | |
| Common Stock | Dec 8, 2016 | S | 13,000 | $52.20 | D | 75,772 | D | |
| Common Stock | holding | — | — | — | 25,234 | I | Shares held in 401(k) at 12/08/2016 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $24.7925 | Dec 8, 2016 | M | 16,000 | D | Nov 4, 2016 | Nov 4, 2020 | Common Stock | 16,000 | 0 | D |