SEC Form 4 · accession 0001209191-16-153684
BANK OF THE OZARKS INC · OZRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
E M Holman Jr.
Officer — President Mortgage Division
Period of report
Dec 6, 2016
Accepted (ET)
Dec 6, 2016 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038205
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 6, 2016 | M | 4,000 | $11.8425 | A | 24,521 | D | |
| Common Stock | Dec 6, 2016 | S | 4,000 | $50.00 | D | 20,521 | D | |
| Common Stock | holding | — | — | — | 1,318 | I | Shares held in 401(k) at 12/06/2016 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $11.8425 | Dec 6, 2016 | M | 4,000 | D | Oct 18, 2014 | Oct 18, 2018 | Common Stock | 4,000 | 0 | D |