SEC Form 4 · accession 0001209191-16-150769
BANK OF THE OZARKS INC · OZRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Catherine B Freedberg
Director
Period of report
Nov 15, 2016
Accepted (ET)
Nov 17, 2016 · 12:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038205
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 15, 2016 | S | 16,710 | $45.7277 | D | 108,898 | I | Held in the George Blanton Jr. Irrevocable Trust dated 12/31/76, as Trustee |
| Common StockF1 | Nov 15, 2016 | S | 3,174 | $45.7277 | D | 20,690 | I | Held in the Ida Wood Blanton Trust dated 11/07/60, 25% Income Beneficiary |
| Common Stock | holding | — | — | — | 12,106 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple trades on November 15, 2016 at prices ranging from $45.5800 to $45.9200, inclusive. The reporting person hereby undertakes to provide to Bank of the Ozarks, Inc., a shareholder of Bank of the Ozarks, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.