SEC Form 4 · accession 0001209191-16-150020
BANK OF THE OZARKS INC · OZRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy D Hicks
Officer — EVP / Chief of Staff
Period of report
Nov 14, 2016
Accepted (ET)
Nov 15, 2016 · 10:50 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038205
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 14, 2016 | M | 3,000 | $11.8425 | A | 22,740 | D | |
| Common Stock | Nov 14, 2016 | S | 3,000 | $46.8398 | D | 19,740 | D | |
| Common Stock | holding | — | — | — | 10 | I | Shares held by Minor Child | |
| Common Stock | holding | — | — | — | 5,749 | I | Shares held in 401(k) at 11/10/2016 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $11.8425 | Nov 14, 2016 | M | 3,000 | D | Oct 18, 2014 | Oct 18, 2018 | Common Stock | 3,000 | 0 | D |