SEC Form 4 · accession 0001209191-16-149927
BANK OF THE OZARKS INC · OZRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Crawford Carter
Officer — Director Community Banking
Period of report
Nov 10, 2016
Accepted (ET)
Nov 14, 2016 · 6:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038205
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 10, 2016 | M | 2,200 | $24.7925 | A | 11,160 | D | |
| Common Stock | Nov 10, 2016 | S | 2,200 | $42.55 | D | 8,960 | D | |
| Common Stock | holding | — | — | — | 7,220 | I | Shares held in 401(k) at 11/10/2016 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $24.7925 | Nov 10, 2016 | M | 2,200 | D | Nov 4, 2016 | Nov 4, 2020 | Common Stock | 2,200 | 0 | D |