SEC Form 4 · accession 0001209191-16-149842
BANK OF THE OZARKS INC · OZRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Darrel Russell
Officer — Chief Credit Officer
Period of report
Nov 10, 2016
Accepted (ET)
Nov 14, 2016 · 5:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038205
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 10, 2016 | M | 7,600 | $24.7925 | A | 28,092 | D | |
| Common Stock | Nov 10, 2016 | S | 1,000 | $41.18 | D | 27,092 | D | |
| Common Stock | Nov 10, 2016 | S | 6,600 | $41.25 | D | 20,492 | D | |
| Common Stock | holding | — | — | — | 103,468 | I | Shares held in 401(k) at 11/10/2016 | |
| Common Stock | holding | — | — | — | 9,308 | I | Shares held by Spouse in 401(k) at 11/10/2016 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $24.7925 | Nov 10, 2016 | M | 7,600 | D | Nov 4, 2016 | Nov 4, 2020 | Common Stock | 7,600 | 0 | D |