SEC Form 4 · accession 0001209191-16-148844
BANK OF THE OZARKS INC · OZRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay Scott Hastings
Officer — President Leasing Division
Period of report
Nov 4, 2016
Accepted (ET)
Nov 8, 2016 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038205
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 4, 2016 | F | 1,268 | $36.19 | D | 11,813 | D | |
| Common Stock | Nov 7, 2016 | M | 3,000 | $24.7925 | A | 14,813 | D | |
| Common Stock | Nov 7, 2016 | S | 3,000 | $37.0308 | D | 11,813 | D | |
| Common Stock | holding | — | — | — | 7,088 | I | Shares held in 401(k) at 11/04/2016 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $24.7925 | Nov 7, 2016 | M | 3,000 | D | Nov 4, 2016 | Nov 7, 2020 | Common Stock | 3,000 | 0 | D |