SEC Form 4 · accession 0001209191-15-082637
BANK OF THE OZARKS INC · OZRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry J Mariani
Director
Period of report
Nov 30, 2015
Accepted (ET)
Dec 1, 2015 · 3:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038205
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 30, 2015 | S | 4,000 | $54.3003 | D | 104,669 | D | |
| Common StockF2 | Nov 30, 2015 | S | 5,589 | $54.3048 | D | 99,080 | D | |
| Common Stock | holding | — | — | — | 1,920 | I | Shares held by spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple trades on November 30, 2015 at prices ranging from $54.3000 to $54.3100, inclusive. The reporting person hereby undertakes to provide to Bank of the Ozarks, Inc., a shareholder of Bank of the Ozarks, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple trades on November 30, 2015 at prices ranging from $54.3000 to $54.3200, inclusive. The reporting person hereby undertakes to provide to Bank of the Ozarks, Inc., a shareholder of Bank of the Ozarks, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.