SEC Form 4 · accession 0001209191-15-079133
BANK OF THE OZARKS INC · OZRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay Scott Hastings
Officer — President Leasing Division
Period of report
Nov 5, 2015
Accepted (ET)
Nov 9, 2015 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038205
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 5, 2015 | F | 1,954 | $51.37 | D | 11,310 | D | |
| Common Stock | Nov 5, 2015 | M | 4,000 | $15.9275 | A | 15,310 | D | |
| Common Stock | Nov 5, 2015 | S | 4,000 | $51.566 | D | 11,310 | D | |
| Common Stock | holding | — | — | — | 6,550 | I | Shares held in 401(k) at 11/05/2015 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | $15.9275 | Nov 5, 2015 | M | 4,000 | D | Nov 5, 2015 | Nov 5, 2019 | Common Stock | 4,000 | 0 | D |