SEC Form 4 · accession 0001209191-15-077619
BANK OF THE OZARKS INC · OZRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
E M Holman Jr.
Officer — President Mortgage Division
Period of report
Oct 29, 2015
Accepted (ET)
Nov 2, 2015 · 1:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038205
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 29, 2015 | M | 4,800 | $9.4175 | A | 27,120 | D | |
| Common Stock | Oct 29, 2015 | S | 4,600 | $51.0103 | D | 22,520 | D | |
| Common Stock | Oct 29, 2015 | S | 200 | $51.0112 | D | 22,320 | D | |
| Common Stock | holding | — | — | — | 1,297 | I | Shares held in 401(k) at |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $9.4175 | Oct 29, 2015 | M | 4,800 | D | Oct 19, 2013 | Oct 19, 2017 | Common Stock | 4,800 | 0 | D |