SEC Form 4 · accession 0001209191-15-076767
BANK OF THE OZARKS INC · OZRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ross M Whipple
Director
Period of report
Oct 22, 2015
Accepted (ET)
Oct 26, 2015 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038205
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 22, 2015 | S | 15,600 | $48.7964 | D | 734,400 | I | By LLLP |
| Common Stock | Oct 22, 2015 | G | 10,000 | $0.00 | D | 724,400 | I | By LLLP |
| Common StockF2 | Oct 23, 2015 | S | 124,400 | $49.3737 | D | 600,000 | I | By LLLP |
| Common Stock | holding | — | — | — | 54,975 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple trades on October 22, 2015 at prices ranging from $48.7500 to $48.9300, inclusive. The reporting person hereby undertakes to provide to Bank of the Ozarks, Inc., a shareholder of Bank of the Ozarks, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple trades on October 23, 2015 at prices ranging from $49.0000 to $49.9150, inclusive. The reporting person hereby undertakes to provide to Bank of the Ozarks, Inc., a shareholder of Bank of the Ozarks, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.