SEC Form 4 · accession 0001209191-15-064637
BANK OF THE OZARKS INC · OZRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry J Mariani
Director
Period of report
Aug 6, 2015
Accepted (ET)
Aug 7, 2015 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038205
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 6, 2015 | M | 2,000 | $15.178 | A | 110,669 | D | |
| Common Stock | Aug 6, 2015 | M | 4,000 | $20.125 | A | 114,669 | D | |
| Common Stock | Aug 6, 2015 | M | 4,000 | $29.048 | A | 118,669 | D | |
| Common StockF1 | Aug 6, 2015 | S | 10,000 | $44.8356 | D | 108,669 | D | |
| Common Stock | holding | — | — | — | 1,920 | I | Shares held by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Employee Director Stock Option (Right to Buy) | $15.178 | Aug 6, 2015 | M | 2,000 | D | Apr 18, 2012 | Apr 18, 2022 | Common Stock | 2,000 | 0 | D |
| Non-Employee Director Stock Option (Right to Buy) | $20.125 | Aug 6, 2015 | M | 4,000 | D | Apr 16, 2013 | Apr 16, 2023 | Common Stock | 4,000 | 0 | D |
| Non-Employee Director Stock Option (Right to Buy) | $29.048 | Aug 6, 2015 | M | 4,000 | D | May 20, 2014 | May 20, 2024 | Common Stock | 4,000 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple trades on August 6, 2015 at prices ranging from $44.7500 to $44.9700, inclusive. The reporting person hereby undertakes to provide to Bank of the Ozarks, Inc., a shareholder of Bank of the Ozarks, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.