SEC Form 4 · accession 0001209191-15-048044
BANK OF THE OZARKS INC · OZRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ross M Whipple
Director
Period of report
May 27, 2015
Accepted (ET)
May 29, 2015 · 5:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038205
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 27, 2015 | S | 50,000 | $45.1529 | D | 827,696 | I | By LLLP |
| Common StockF2 | May 27, 2015 | S | 15,000 | $45.1899 | D | 812,696 | I | By LLLP |
| Common StockF3 | May 28, 2015 | S | 57,696 | $45.2044 | D | 755,000 | I | By LLLP |
| Common Stock | May 28, 2015 | G | 5,000 | $0.00 | D | 750,000 | I | By LLLP |
| Common Stock | holding | — | — | — | 54,975 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple trades on May 27, 2015 at prices ranging from $45.1000 to $45.2800, inclusive. The reporting person hereby undertakes to provide to Bank of the Ozarks, Inc., a shareholder of Bank of the Ozarks, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple trades on May 27, 2015 at prices ranging from $45.1650 to $45.2150, inclusive. The reporting person hereby undertakes to provide to Bank of the Ozarks, Inc., a shareholder of Bank of the Ozarks, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple trades on May 28, 2015 at prices ranging from $45.2000 to $45.2300, inclusive. The reporting person hereby undertakes to provide to Bank of the Ozarks, Inc., a shareholder of Bank of the Ozarks, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.