SEC Form 4 · accession 0001209191-15-045265
BANK OF THE OZARKS INC · OZRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
E M Holman Jr.
Officer — President Mortgage Division
Period of report
May 20, 2015
Accepted (ET)
May 21, 2015 · 3:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038205
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 20, 2015 | M | 6,000 | $6.7675 | A | 28,320 | D | |
| Common StockF1 | May 20, 2015 | S | 6,000 | $43.4691 | D | 22,320 | D | |
| Common Stock | holding | — | — | — | 1,290 | I | Shares held in 401(k) at 05/20/2015 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $6.7675 | May 20, 2015 | M | 6,000 | D | Sep 16, 2011 | Sep 16, 2015 | Common Stock | 6,000 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple trades on May 20, 2015 at prices ranging from $43.4639 to $43.4747, inclusive. The reporting person hereby undertakes to provide to Bank of the Ozarks, Inc., a shareholder of Bank of the Ozarks, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.