SEC Form 4 · accession 0001209191-15-043442
BANK OF THE OZARKS INC · OZRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George G Gleason II
Officer — Chairman & CEO · Director
Period of report
May 13, 2015
Accepted (ET)
May 15, 2015 · 6:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038205
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 13, 2015 | S | 205,300 | $41.9543 | D | 1,123,040 | D | |
| Common StockF2 | May 14, 2015 | S | 44,700 | $42.434 | D | 1,078,340 | D | |
| Common Stock | holding | — | — | — | 157,632 | I | Shares held by Spouse | |
| Common Stock | holding | — | — | — | 4,800 | I | Shares held in Trust for Adult Child | |
| Common Stock | holding | — | — | — | 2,571,200 | I | Shares held in Gleason Trust | |
| Common Stock | holding | — | — | — | 1,920,972 | I | Shares held in 401(k) at 05/13/2015 | |
| Common Stock | holding | — | — | — | 180,124 | I | Shares held by Trust of which Mr. Gleason, his wife and descendants are beneficiaries |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple trades on May 13, 2015 at prices ranging from $41.75 to $42.12, inclusive. The reporting person hereby undertakes to provide to Bank of the Ozarks, Inc., a shareholder of Bank of the Ozarks, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple trades on May 14, 2015 at prices ranging from $42.25 to $42.50, inclusive. The reporting person hereby undertakes to provide to Bank of the Ozarks, Inc., a shareholder of Bank of the Ozarks, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.