SEC Form 4 · accession 0001209191-15-014621
BANK OF THE OZARKS INC · OZRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Reddin
Officer — Dir of Comm Bank Lending
Period of report
Feb 13, 2015
Accepted (ET)
Feb 17, 2015 · 5:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038205
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 13, 2015 | M | 5,600 | $6.11 | A | 27,480 | D | |
| Common Stock | Feb 13, 2015 | M | 2,800 | $9.4175 | A | 30,280 | D | |
| Common Stock | Feb 13, 2015 | M | 4,000 | $11.8425 | A | 34,280 | D | |
| Common StockF1 | Feb 13, 2015 | S | 12,400 | $35.9995 | D | 21,880 | D | |
| Common Stock | holding | — | — | — | 1,000 | I | Shares held in 401(k) at 02/13/2015 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $6.11 | Feb 13, 2015 | M | 5,600 | D | Oct 20, 2012 | Oct 20, 2016 | Common Stock | 5,600 | 0 | D |
| Employee Stock Option (Right to Buy) | $9.4175 | Feb 13, 2015 | M | 2,800 | D | Oct 19, 2013 | Oct 19, 2017 | Common Stock | 2,800 | 0 | D |
| Employee Stock Option (Right to Buy) | $11.8425 | Feb 13, 2015 | M | 4,000 | D | Oct 18, 2014 | Oct 18, 2018 | Common Stock | 4,000 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple trades on February 13, 2015 at prices ranging from $35.84 to $36.12, inclusive. The reporting person hereby undertakes to provide to Bank of the Ozarks, Inc., a shareholder of Bank of the Ozarks, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.