SEC Form 4 · accession 0001237648-19-000018
HESKA CORP · HSKA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason A Napolitano
Officer — COO, Chief Strategist and Sec.
Period of report
Feb 1, 2019
Accepted (ET)
Feb 5, 2019 · 10:40 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 1, 2019 | M | 10,000 | $6.90 | A | 52,831 | D | |
| Common StockF1,F2 | Feb 1, 2019 | F | 3,953 | $99.34 | D | 48,878 | D | |
| Common StockF3 | holding | — | — | — | 100 | I | by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy) | $6.90 | Feb 1, 2019 | M | 10,000 | D | Dec 12, 2011 | Dec 11, 2021 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1Mr. Napolitano offered to deliver 3,953 shares and pay $129.73 in cash to fulfill all exercise price and certain tax payments related to actions referenced herein.
- F2Includes one share jointly owned with Robert Grieve.
- F3Mr. Napolitano disclaims beneficial ownership of all securities of the Issuer owned by his wife.