SEC Form 4 · accession 0001237648-18-000079
HESKA CORP · HSKA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
G Irwin Gordon
Director
Period of report
Nov 5, 2018
Accepted (ET)
Nov 7, 2018 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 5, 2018 | M | 5,000 | $12.40 | A | 21,606 | D | |
| Common StockF1 | Nov 5, 2018 | F | 614 | $100.88 | D | 20,992 | D | |
| Common Stock | Nov 5, 2018 | M | 5,000 | $8.34 | A | 25,992 | D | |
| Common StockF2 | Nov 5, 2018 | F | 413 | $100.88 | D | 25,579 | D | |
| Common Stock | Nov 5, 2018 | M | 3,571 | $39.56 | A | 29,150 | D | |
| Common StockF3 | Nov 5, 2018 | F | 1,400 | $100.88 | D | 27,750 | D | |
| Common Stock | Nov 5, 2018 | M | 5,000 | $28.41 | A | 32,750 | D | |
| Common StockF4 | Nov 5, 2018 | F | 1,408 | $100.88 | D | 31,342 | D | |
| Common Stock | Nov 5, 2018 | M | 5,000 | $11.47 | A | 36,342 | D | |
| Common StockF5 | Nov 5, 2018 | F | 568 | $100.88 | D | 35,774 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $8.34 | Nov 5, 2018 | M | 5,000 | D | Apr 30, 2013 | Apr 29, 2023 | Common Stock | 5,000 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $11.47 | Nov 5, 2018 | M | 5,000 | D | May 6, 2014 | May 5, 2024 | Common Stock | 5,000 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $12.40 | Nov 5, 2018 | M | 5,000 | D | May 8, 2012 | May 7, 2022 | Common Stock | 5,000 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $28.41 | Nov 5, 2018 | M | 5,000 | D | May 5, 2015 | May 4, 2025 | Common Stock | 5,000 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $39.56 | Nov 5, 2018 | M | 3,571 | D | May 13, 2016 | May 12, 2026 | Common Stock | 3,571 | 0 | D |
Explanation of responses
- F1Mr. Gordon offered to deliver 614 previously owned shares and $59.68 in cash to fulfill all exercise price obligations for stock option exercises referenced herein.
- F2Mr. Gordon offered to deliver 413 previously owned shares and $36.56 in cash to fulfill all exercise price obligations for stock option exercises referenced herein.
- F3Mr. Gordon offered to deliver 1,400 previously owned shares and $36.76 in cash to fulfill all exercise price obligations for stock option exercises referenced herein.
- F4Mr. Gordon offered to deliver 1,408 previously owned shares and $10.96 in cash to fulfill all exercise price obligations for stock option exercises referenced herein.
- F5Mr. Gordon offered to deliver 568 previously owned shares and $50.16 in cash to fulfill all exercise price obligations for stock option exercises referenced herein.