SEC Form 4 · accession 0001237648-18-000036
HESKA CORP · HSKA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David E. Sveen
Director
Period of report
May 3, 2018
Accepted (ET)
May 7, 2018 · 3:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 3, 2018 | A | 705 | $0.00 | A | 8,473 | D | |
| Common StockF2 | holding | — | — | — | 14,285 | I | by Bethany Creek | |
| Common StockF3 | holding | — | — | — | 7,143 | I | by Lindberg Capital |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Vesting is subject to terms from a restricted stock agreement which calls for this grant to vest on the latter of (i) May 3, 2019 and (ii) Heska Corporation's 2019 Annual Meeting of Stockholders, subject to Mr. Sveen continuing to serve as a Director and not engaging in competition.
- F2Represents shares held by Bethany Creek Partners, LP. Dr. Sveen is a general partner of and an investor in Bethany Creek Partners, LP.
- F3Represents shares held by Lindberg Capital Partners, LP. Dr. Sveen is a general partner of and an investor in Lindberg Capital Partners, LP.