SEC Form 4 · accession 0001237648-17-000040
HESKA CORP · HSKA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
G Irwin Gordon
Director
Period of report
May 1, 2017
Accepted (ET)
May 2, 2017 · 5:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 1, 2017 | M | 5,000 | $8.60 | A | 19,876 | D | |
| Common Stock | May 1, 2017 | M | 5,000 | $6.66 | A | 24,876 | D | |
| Common Stock | May 1, 2017 | M | 4,016 | $22.50 | A | 28,892 | D | |
| Common StockF1 | May 1, 2017 | F | 819 | $110.24 | D | 28,073 | D | |
| Common Stock | May 1, 2017 | M | 5,000 | $15.80 | A | 33,073 | D | |
| Common StockF1 | May 1, 2017 | F | 716 | $110.24 | D | 32,357 | D | |
| Common StockF2 | May 1, 2017 | A | 544 | $0.00 | A | 32,901 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $6.66 | May 1, 2017 | M | 5,000 | D | May 3, 2011 | May 2, 2021 | Common Stock | 5,000 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $8.60 | May 1, 2017 | M | 5,000 | D | May 4, 2010 | May 3, 2020 | Common Stock | 5,000 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $15.80 | May 1, 2017 | M | 5,000 | D | May 6, 2008 | May 6, 2018 | Common Stock | 5,000 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $22.50 | May 1, 2017 | M | 4,016 | D | May 4, 2007 | May 4, 2017 | Common Stock | 4,016 | 0 | D |
Explanation of responses
- F1Mr. Gordon offered to deliver 1,535 previously owned shares and $141.60 in cash to fulfill the exercise price for the stock option exercise referenced herein.
- F2Vesting is subject to terms from a restricted stock agreement which calls for this grant to vest on the latter of (i) May 1, 2018 and (ii) Heska Corporation's 2018 Annual Meeting of Stockholders, subject to Mr. Gordon continuing to serve as a Director and not engaging in competition.