SEC Form 4 · accession 0001038133-19-000004
HESKA CORP · HSKA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason A Napolitano
Officer — COO, Chief Strategist and Sec.
Period of report
Feb 5, 2019
Accepted (ET)
Feb 7, 2019 · 10:51 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 5, 2019 | M | 502 | $7.36 | A | 41,880 | D | |
| Common StockF1,F2 | Feb 5, 2019 | F | 241 | $99.11 | D | 41,639 | D | |
| Common StockF3 | holding | — | — | — | 100 | I | by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $7.36 | Feb 5, 2019 | M | 502 | D | Nov 21, 2013 | Nov 20, 2023 | Common Stock | 502 | 0 | D |
Explanation of responses
- F1Mr. Napolitano offered to deliver 241 shares and $65.75 in cash to fulfill all exercise price and certain tax payments related to actions referenced herein.
- F2Includes one share jointly owned with Robert Grieve.
- F3Mr. Napolitano disclaims benefical ownership of all securities of the Issuer owned by his wife.