SEC Form 4 · accession 0001038133-18-000059
HESKA CORP · HSKA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason A Napolitano
Officer — COO, Chief Strategist and Sec.
Period of report
Nov 1, 2018
Accepted (ET)
Nov 2, 2018 · 1:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 1, 2018 | M | 11,000 | $4.40 | A | 35,374 | D | |
| Common StockF3,F1 | Nov 1, 2018 | F | 472 | $102.50 | D | 34,902 | D | |
| Common StockF2 | holding | — | — | — | 100 | I | by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy) | $4.40 | Nov 1, 2018 | M | 11,000 | D | Nov 4, 2008 | Nov 4, 2018 | Common Stock | 11,000 | 0 | D |
Explanation of responses
- F1Includes one share jointly owned with Robert Grieve.
- F2Mr. Napolitano disclaims beneficial ownership of all securities of the Issuer owned by his wife.
- F3Mr. Napolitano offered to deliver 472 shares and pay $20.00 in cash to fulfill all exercise price obligations for stock option exercises referenced herein.