SEC Form 4 · accession 0001038133-16-000328
HESKA CORP · HSKA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason A Napolitano
Officer — COO, Chief Strategist and Sec.
Period of report
Nov 15, 2016
Accepted (ET)
Nov 16, 2016 · 12:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 15, 2016 | M | 2,668 | $17.17 | A | 41,212 | D | |
| Common StockF1 | Nov 15, 2016 | M | 6,331 | $17.17 | A | 47,543 | D | |
| Common StockF1 | Nov 15, 2016 | M | 1 | $17.17 | A | 47,544 | D | |
| Common StockF3,F1 | Nov 15, 2016 | F | 2,345 | $65.88 | D | 45,199 | D | |
| Common StockF3,F1 | Nov 15, 2016 | F | 1,497 | $65.88 | D | 43,702 | D | |
| Common StockF2 | holding | — | — | — | 602 | I | by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy) | $17.17 | Nov 15, 2016 | M | 2,668 | D | Nov 17, 2006 | Nov 17, 2026 | Common Stock | 2,668 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $17.17 | Nov 15, 2016 | M | 6,331 | D | Nov 17, 2006 | Nov 17, 2026 | Common Stock | 6,331 | 0 | D |
| Non-Qualified Stock Option (right to buy)F4 | $17.17 | Nov 15, 2016 | M | 1 | D | Nov 17, 2006 | Nov 17, 2026 | Common Stock | 1 | 0 | D |
Explanation of responses
- F1Includes one share jointly owned with Robert Grieve.
- F2Mr. Napolitano disclaims beneficial ownership of all securities of the Issuer owned by his wife.
- F3Mr. Napolitano offered to deliver 3,842 previously owned shares and $39.78 in cash to fulfill all exercise price and minimum statutory tax withholding obligations for stock option exercises referenced herein.
- F4Represents a combination of stock option exercises involving fractional shares: 0.7 shares at a price of $17.17 per share from a stock option granted on 11/17/06 exercisable on 11/17/2010 with an expiration date of 11/17/2016 and 0.3 shares at a price of $17.17 per share from a stock option granted on 11/17/06 exercisable on 11/17/2010 with an expiration date of 11/17/2016.