SEC Form 4 · accession 0001038133-16-000324
HESKA CORP · HSKA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J McGinley
Officer — Presi, Biologic. & Pharm.
Period of report
Nov 11, 2016
Accepted (ET)
Nov 15, 2016 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 11, 2016 | M | 891 | $18.13 | A | 21,111 | D | |
| Common Stock | Nov 11, 2016 | M | 2,916 | $39.76 | A | 24,027 | D | |
| Common Stock | Nov 11, 2016 | M | 5,365 | $17.17 | A | 29,392 | D | |
| Common Stock | Nov 11, 2016 | M | 7,000 | $18.30 | A | 36,392 | D | |
| Common Stock | Nov 11, 2016 | M | 3,000 | $14.00 | A | 39,392 | D | |
| Common Stock | Nov 11, 2016 | M | 14,000 | $4.50 | A | 53,392 | D | |
| Common Stock | Nov 11, 2016 | M | 13,500 | $4.96 | A | 66,892 | D | |
| Common Stock | Nov 11, 2016 | M | 15,000 | $6.90 | A | 81,892 | D | |
| Common Stock | Nov 11, 2016 | M | 14,375 | $8.55 | A | 96,267 | D | |
| Common Stock | Nov 11, 2016 | M | 13,022 | $7.36 | A | 109,289 | D | |
| Common Stock | Nov 11, 2016 | M | 5,227 | $4.40 | A | 114,516 | D | |
| Common Stock | Nov 11, 2016 | M | 1,720 | $18.13 | A | 116,236 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy) | $4.40 | Nov 11, 2016 | M | 5,227 | D | Nov 4, 2008 | Nov 3, 2018 | Common Stock | 5,227 | 0 | D |
| Incentive Stock Option (right to buy) | $4.50 | Nov 11, 2016 | M | 14,000 | D | Nov 10, 2009 | Nov 9, 2019 | Common Stock | 14,000 | 0 | D |
| Incentive Stock Option (right to buy) | $4.96 | Nov 11, 2016 | M | 13,500 | D | Dec 31, 2010 | Dec 30, 2020 | Common Stock | 13,500 | 0 | D |
| Incentive Stock Option (right to buy) | $6.90 | Nov 11, 2016 | M | 15,000 | D | Dec 12, 2011 | Dec 11, 2021 | Common Stock | 15,000 | 0 | D |
| Incentive Stock Option (right to buy) | $7.36 | Nov 11, 2016 | M | 13,022 | D | Nov 21, 2013 | Nov 20, 2023 | Common Stock | 13,022 | 5,418 | D |
| Incentive Stock Option (right to buy) | $8.55 | Nov 11, 2016 | M | 14,375 | D | Dec 19, 2012 | Dec 18, 2022 | Common Stock | 14,375 | 625 | D |
| Incentive Stock Option (right to buy) | $14.00 | Nov 11, 2016 | M | 3,000 | D | Apr 18, 2008 | Apr 17, 2018 | Common Stock | 3,000 | 0 | D |
| Incentive Stock Option (right to buy) | $17.17 | Nov 11, 2016 | M | 5,365 | D | Nov 17, 2006 | Nov 17, 2016 | Common Stock | 5,365 | 0 | D |
| Incentive Stock Option (right to buy) | $18.30 | Nov 11, 2016 | M | 7,000 | D | Dec 31, 2007 | Dec 31, 2017 | Common Stock | 7,000 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $18.13 | Nov 11, 2016 | M | 891 | D | Dec 31, 2014 | Dec 30, 2024 | Common Stock | 891 | 9,015 | D |
| Non-Qualified Stock Option (right to buy) | $18.13 | Nov 11, 2016 | M | 1,720 | D | Dec 31, 2014 | Dec 30, 2024 | Common Stock | 1,720 | 7,295 | D |
| Non-Qualified Stock Option (right to buy) | $39.76 | Nov 11, 2016 | M | 2,916 | D | Dec 29, 2015 | Dec 28, 2025 | Common Stock | 2,916 | 7,580 | D |