SEC Form 4 · accession 0001038133-16-000257
HESKA CORP · HSKA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
G Irwin Gordon
Director
Period of report
May 12, 2016
Accepted (ET)
May 16, 2016 · 5:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 12, 2016 | M | 4,371 | $11.00 | A | 17,875 | D | |
| Common StockF2 | May 12, 2016 | M | 1 | $13.30 | A | 17,876 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionF1 | $39.56 | May 13, 2016 | A | 3,571 | D | May 13, 2016 | May 12, 2026 | Common Stock | 3,571 | 3,571 | D |
| Non-Qualified Stock Option | $11.00 | May 12, 2016 | M | 4,371 | D | May 12, 2006 | May 12, 2016 | Common Stock | 4,371 | 0 | D |
| Non-Qualified Stock OptionF2 | $13.30 | May 12, 2016 | M | 1 | D | May 4, 2007 | May 12, 2016 | Common Stock | 1 | 0 | D |
Explanation of responses
- F1This option is exercisable on the dateof grant, but the underlying shares are subject to repurchase by the Issuer until May 13, 2017.
- F2Represents a combination of stock option exercises involving fractional shares: 0.8 shares at a price of $11.00 per share from a stock option granted on 5/12/06 exercisable on 5/12/06 with expiration date 05/12/16 and 0.2 shares at a price of $22.50 per share from a stock option granted on 5/04/07 exercisable on 5/04/07 with expiration date 5/04/17.