SEC Form 4 · accession 0001038133-16-000234
HESKA CORP · HSKA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sharon L. Riley
Director
Period of report
May 5, 2016
Accepted (ET)
May 9, 2016 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 5, 2016 | M | 5,000 | $12.40 | A | 9,500 | D | |
| Common StockF1 | May 5, 2016 | S | 5,000 | $35.6575 | D | 4,500 | D | |
| Common Stock | May 5, 2016 | M | 5,000 | $8.34 | A | 9,500 | D | |
| Common StockF1 | May 5, 2016 | S | 5,000 | $35.6575 | D | 4,500 | D | |
| Common Stock | May 5, 2016 | M | 5,000 | $9.7439 | A | 9,500 | D | |
| Common StockF1 | May 5, 2016 | S | 5,000 | $35.6575 | D | 4,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $8.34 | May 5, 2016 | M | 5,000 | D | Apr 30, 2013 | Apr 29, 2023 | Common Stock | 5,000 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $9.74 | May 5, 2016 | M | 5,000 | D | Jul 1, 2011 | Jun 30, 2021 | Common Stock | 5,000 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $12.40 | May 5, 2016 | M | 5,000 | D | May 8, 2012 | May 7, 2022 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.25 to $36.20, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.