SEC Form 4 · accession 0001038133-16-000200
HESKA CORP · HSKA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason A Napolitano
Officer — EVP, COO, CFO and Secretary
Period of report
Mar 2, 2016
Accepted (ET)
Mar 4, 2016 · 6:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3,F1 | Mar 2, 2016 | A | 15,731 | $0.00 | A | 67,631 | D | |
| Common StockF4,F1 | Mar 2, 2016 | F | 1,004 | $33.64 | D | 66,627 | D | |
| Common StockF2 | holding | — | — | — | 602 | I | by Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes one share jointly owned with Robert Grieve.
- F2Mr. Napolitano disclaims beneficial ownership of all securities of the Issuer owned by his wife.
- F3Includes 12,863 shares issued on March 17, 2015 subject to a performance-based restricted stock grant for which the underlying performance condition has been achieved but the shares have not yet vested and 2,868 shares issued on March 17, 2015 subject to a performance-based restricted stock grant related to Heska Corporation's 2015 Management Incentive Plan for which the underlying performance condition has been achieved and the shares have vested.
- F4Shares withheld to fulfill minimum statutory withholding obligations.