SEC Form 4/A · accession 0001038133-15-000175
HESKA CORP · HSKA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jason A Napolitano
Officer — EVP, COO, CFO and Secretary
Period of report
Dec 29, 2015
Accepted (ET)
Dec 31, 2015 · 1:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 29, 2015 | S | 1,300 | $40.00 | D | 69,300 | D | |
| Common StockF2 | Dec 29, 2015 | S | 200 | $40.01 | D | 69,100 | D | |
| Common StockF2 | Dec 29, 2015 | S | 300 | $40.02 | D | 68,800 | D | |
| Common StockF2 | Dec 29, 2015 | S | 300 | $40.03 | D | 68,500 | D | |
| Common StockF2 | Dec 29, 2015 | S | 400 | $40.04 | D | 68,100 | D | |
| Common StockF2 | Dec 29, 2015 | S | 700 | $40.05 | D | 67,400 | D | |
| Common StockF2 | Dec 29, 2015 | S | 100 | $40.075 | D | 67,300 | D | |
| Common StockF2 | Dec 29, 2015 | S | 100 | $40.11 | D | 67,200 | D | |
| Common StockF2 | Dec 29, 2015 | S | 100 | $40.12 | D | 67,100 | D | |
| Common StockF2 | Dec 29, 2015 | S | 100 | $40.14 | D | 67,000 | D | |
| Common StockF2 | Dec 29, 2015 | S | 100 | $40.15 | D | 66,900 | D | |
| Common StockF3 | holding | — | — | — | 602 | I | by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy) | $39.76 | Dec 29, 2015 | A | 1,755 | A | Dec 29, 2015 | Dec 28, 2025 | Common Stock | 1,755 | 1,755 | D |
| Non-Qualified Stock Option (right to buy) | $39.76 | Dec 29, 2015 | A | 17,245 | A | Dec 29, 2015 | Dec 28, 2025 | Common Stock | 17,245 | 1,755 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on June 4, 2015.
- F2Includes one share jointly owned with Robert Grieve.
- F3Mr. Napolitano disclaims beneficial ownership of all securities of the Issuer owned by his wife.
Remarks
This amendment is being filed solely to note the sales reported were effected pursuant to a Rule 10b5-1 trading plan.