SEC Form 4 · accession 0001038133-15-000169
HESKA CORP · HSKA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason A Napolitano
Officer — EVP, COO, CFO and Secretary
Period of report
Dec 15, 2015
Accepted (ET)
Dec 17, 2015 · 12:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 15, 2015 | M | 26,000 | $12.50 | A | 84,100 | D | |
| Common StockF1,F2 | Dec 15, 2015 | F | 5,405 | $35.73 | D | 78,695 | D | |
| Common StockF1,F2 | Dec 15, 2015 | F | 9,095 | $35.73 | D | 69,600 | D | |
| Common StockF3 | holding | — | — | — | 602 | I | by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $12.50 | Dec 15, 2015 | M | 26,000 | A | Dec 15, 2005 | Dec 15, 2015 | Common Stock | 26,000 | — | D |
Explanation of responses
- F1Mr. Napolitano offered to deliver 14,500 previously owned shares and $67.53 in cash to fulfill the exercise price and minimum statutory tax withholding obligations for the stock option exercise referenced herein.
- F2Includes one share jointly owned with Robert Grieve.
- F3Mr. Napolitano disclaims beneficial ownership of all securities of the Issuer owned by his wife.