SEC Form 4 · accession 0001038133-15-000151
HESKA CORP · HSKA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J McGinley
Officer — Presi, Biologic. & Pharm.
Period of report
Nov 17, 2015
Accepted (ET)
Nov 19, 2015 · 4:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 17, 2015 | M | 7,114 | $12.50 | A | 23,042 | D | |
| Common StockF1 | Nov 17, 2015 | S | 100 | $35.00 | D | 22,942 | D | |
| Common StockF1 | Nov 17, 2015 | S | 200 | $35.03 | D | 22,742 | D | |
| Common StockF1 | Nov 17, 2015 | S | 200 | $35.06 | D | 22,542 | D | |
| Common StockF1 | Nov 17, 2015 | S | 300 | $35.07 | D | 22,242 | D | |
| Common StockF1 | Nov 17, 2015 | S | 100 | $35.085 | D | 22,142 | D | |
| Common StockF1 | Nov 17, 2015 | S | 100 | $35.095 | D | 22,042 | D | |
| Common StockF1 | Nov 17, 2015 | S | 100 | $35.10 | D | 21,942 | D | |
| Common StockF1 | Nov 17, 2015 | S | 100 | $35.1275 | D | 21,842 | D | |
| Common StockF1 | Nov 17, 2015 | S | 100 | $35.13 | D | 21,742 | D | |
| Common StockF1 | Nov 17, 2015 | S | 99 | $35.23 | D | 21,643 | D | |
| Common StockF1 | Nov 17, 2015 | S | 100 | $35.25 | D | 21,543 | D | |
| Common StockF1 | Nov 17, 2015 | S | 100 | $35.26 | D | 21,443 | D | |
| Common StockF1 | Nov 17, 2015 | S | 2,400 | $35.30 | D | 19,043 | D | |
| Common StockF1 | Nov 17, 2015 | S | 200 | $35.305 | D | 18,843 | D | |
| Common StockF1 | Nov 17, 2015 | S | 600 | $35.31 | D | 18,243 | D | |
| Common StockF1 | Nov 17, 2015 | S | 300 | $35.32 | D | 17,943 | D | |
| Common StockF1 | Nov 17, 2015 | S | 100 | $35.33 | D | 17,843 | D | |
| Common StockF1 | Nov 17, 2015 | S | 400 | $35.34 | D | 17,443 | D | |
| Common StockF1 | Nov 17, 2015 | S | 15 | $35.35 | D | 17,428 | D | |
| Common StockF1 | Nov 17, 2015 | S | 200 | $35.355 | D | 17,228 | D | |
| Common StockF1 | Nov 17, 2015 | S | 600 | $35.36 | D | 16,628 | D | |
| Common StockF1 | Nov 17, 2015 | S | 400 | $35.37 | D | 16,228 | D | |
| Common StockF1 | Nov 17, 2015 | S | 100 | $35.38 | D | 16,128 | D | |
| Common StockF1 | Nov 17, 2015 | S | 100 | $35.395 | D | 16,028 | D | |
| Common StockF1 | Nov 17, 2015 | S | 100 | $35.41 | D | 15,928 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $12.50 | Nov 17, 2015 | M | 7,114 | D | Dec 15, 2005 | Dec 15, 2015 | Common Stock | 7,114 | 2,329 | D |
Explanation of responses
- F1Amount of Securities Beneficially owned includes 153 shares acquired under the 1997 Employee Stock Purchase Plan of Heska, as amended and restated, 64 of which were acquired on December 31 2014, 10 of which were acquired March 31, 2015, 40 of which were acquired on June 30, 2015, and 39 of which were acquired on September 30, 2015.