SEC Form 4 · accession 0001038133-15-000132
HESKA CORP · HSKA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert B Grieve
Officer — Executive Chair · Director
Period of report
Aug 28, 2015
Accepted (ET)
Sep 1, 2015 · 3:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 28, 2015 | M | 1,300 | $12.50 | A | 102,990 | D | |
| Common StockF1 | Aug 28, 2015 | S | 1,300 | $33.95 | D | 101,690 | D | |
| Common StockF1 | Aug 31, 2015 | M | 9,798 | $12.50 | A | 111,488 | D | |
| Common StockF1 | Aug 31, 2015 | S | 9,798 | $33.75 | D | 101,690 | D | |
| Common StockF2 | holding | — | — | — | 2,427 | I | by Daughter I | |
| Common StockF3 | holding | — | — | — | 650 | I | by Daughter II | |
| Common StockF4 | holding | — | — | — | 1,564 | I | by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock option (right to buy)F5 | $12.50 | Aug 28, 2015 | M | 1,300 | D | — | Dec 15, 2015 | Common Stock | 1,300 | 9,798 | D |
| Non-qualified Stock option (right to buy)F5 | $12.50 | Aug 31, 2015 | M | 9,798 | D | — | Dec 15, 2015 | Common Stock | 9,798 | 0 | D |
Explanation of responses
- F1Includes one share jointly owned with Jason Napolitano.
- F2Gifts under the Uniform Gifts to Minors Act to daughter (Megan Grieve). The reporting person is the custodian of such shares but disclaims beneficial ownership of these shares.
- F3Gifts under the Uniform Gifts to Minors Act to daughter (Madeline Grieve). The reporting person is the custodian of such shares but disclaims beneficial ownership of these shares.
- F4Dr. Grieve disclaims beneficial ownership of all securities of the Issuer owned by his wife.
- F5This option vested in equal monthly installments over four (4) years from the date of grant until it became fully vested on December 15, 2009.