SEC Form 4 · accession 0001038133-15-000126
HESKA CORP · HSKA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert B Grieve
Officer — Executive Chair · Director
Period of report
Aug 17, 2015
Accepted (ET)
Aug 19, 2015 · 11:36 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 17, 2015 | M | 4,535 | $12.50 | A | 106,225 | D | |
| Common StockF1 | Aug 17, 2015 | M | 3,498 | $12.50 | A | 109,723 | D | |
| Common StockF1 | Aug 17, 2015 | S | 5,353 | $34.90 | D | 104,370 | D | |
| Common StockF1 | Aug 17, 2015 | S | 200 | $34.905 | D | 104,170 | D | |
| Common StockF1 | Aug 17, 2015 | S | 500 | $34.91 | D | 103,670 | D | |
| Common StockF1 | Aug 17, 2015 | S | 100 | $34.926 | D | 103,570 | D | |
| Common StockF1 | Aug 17, 2015 | S | 226 | $34.93 | D | 103,344 | D | |
| Common StockF1 | Aug 17, 2015 | S | 154 | $34.935 | D | 103,190 | D | |
| Common StockF1 | Aug 17, 2015 | S | 300 | $34.94 | D | 102,890 | D | |
| Common StockF1 | Aug 17, 2015 | S | 100 | $34.945 | D | 102,790 | D | |
| Common StockF1 | Aug 17, 2015 | S | 400 | $34.95 | D | 102,390 | D | |
| Common StockF1 | Aug 17, 2015 | S | 200 | $34.964 | D | 102,190 | D | |
| Common StockF1 | Aug 17, 2015 | S | 100 | $34.965 | D | 102,090 | D | |
| Common StockF1 | Aug 17, 2015 | S | 200 | $34.97 | D | 101,890 | D | |
| Common StockF1 | Aug 17, 2015 | S | 100 | $35.022 | D | 101,790 | D | |
| Common StockF1 | Aug 17, 2015 | S | 100 | $35.025 | D | 101,690 | D | |
| Common StockF2 | holding | — | — | — | 2,427 | I | by Daughter I | |
| Common StockF3 | holding | — | — | — | 650 | I | by Daughter II | |
| Common StockF4 | holding | — | — | — | 1,564 | I | by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock option (right to buy)F5 | $12.50 | Aug 17, 2015 | M | 4,535 | D | — | Dec 15, 2015 | Common Stock | 4,535 | 0 | D |
| Non-qualified Stock option (right to buy)F5 | $12.50 | Aug 17, 2015 | M | 3,498 | D | — | Dec 15, 2015 | Common Stock | 3,498 | 14,702 | D |
Explanation of responses
- F1Includes one share jointly owned with Jason Napolitano.
- F2Gifts under the Uniform Gifts to Minors Act to daughter (Megan Grieve). The reporting person is the custodian of such shares but disclaims beneficial ownership of these shares.
- F3Gifts under the Uniform Gifts to Minors Act to daughter (Madeline Grieve). The reporting person is the custodian of such shares but disclaims beneficial ownership of these shares.
- F4Dr. Grieve disclaims beneficial ownership of all securities of the Issuer owned by his wife.
- F5This option vested in equal monthly installments over four (4) years from the date of grant until it became fully vested on December 15, 2009.