SEC Form 4 · accession 0001038133-15-000122
HESKA CORP · HSKA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rod Lippincott
Officer — EVP, Companion Animal Sales
Period of report
Aug 14, 2015
Accepted (ET)
Aug 18, 2015 · 11:49 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 14, 2015 | M | 3,323 | $8.35 | A | 4,069 | D | |
| Common StockF1 | Aug 14, 2015 | M | 575 | $7.36 | A | 4,644 | D | |
| Common StockF1 | Aug 14, 2015 | S | 2,367 | $34.15 | D | 2,277 | D | |
| Common StockF1 | Aug 14, 2015 | S | 500 | $34.19 | D | 1,777 | D | |
| Common StockF1 | Aug 14, 2015 | S | 300 | $34.23 | D | 1,477 | D | |
| Common StockF1 | Aug 14, 2015 | S | 100 | $34.24 | D | 1,377 | D | |
| Common StockF1 | Aug 14, 2015 | S | 100 | $34.26 | D | 1,277 | D | |
| Common StockF1 | Aug 14, 2015 | S | 100 | $34.30 | D | 1,177 | D | |
| Common StockF1 | Aug 14, 2015 | S | 231 | $34.32 | D | 946 | D | |
| Common StockF1 | Aug 14, 2015 | S | 100 | $34.33 | D | 846 | D | |
| Common StockF1 | Aug 14, 2015 | S | 100 | $34.34 | D | 746 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy)F2 | $8.35 | Aug 14, 2015 | M | 3,323 | D | Aug 24, 2013 | Feb 23, 2023 | Common Stock | 3,323 | 2,177 | D |
| Incentive Stock Option (right to buy)F3 | $7.36 | Aug 14, 2015 | M | 575 | D | — | Nov 20, 2023 | Common Stock | 575 | 9,425 | D |
Explanation of responses
- F1Includes 746 shares acquired under the 1997 Employee Stock Purchase Plan of Heska, as amended and restated, 200 of which were acquired on June 30, 2014, 200 of which were acquired September 30, 2014, 200 of which were acquired on December 31, 2014, 10 of which were acquired on March 31, 2015, and 136 of which were acquired on June 30, 2015.
- F2One-eighth of the shares became vested and exercisable on August 24, 2013, and the remaining shares vest and become exercisable in equal monthly installments thereafter through February 24, 2017.
- F3This option vests and becomes exercisable in equal montly installments over four (4) years from the date of grant through November 21, 2017.