SEC Form 4 · accession 0001038133-15-000114
HESKA CORP · HSKA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert B Grieve
Officer — Executive Chair · Director
Period of report
Aug 10, 2015
Accepted (ET)
Aug 12, 2015 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 10, 2015 | M | 16,159 | $12.50 | A | 120,349 | D | |
| Common StockF2,F1 | Aug 10, 2015 | S | 16,159 | $35.08 | D | 104,190 | D | |
| Common StockF1 | Aug 10, 2015 | S | 2,500 | $34.90 | D | 101,690 | D | |
| Common StockF1 | Aug 11, 2015 | M | 1,106 | $12.50 | A | 102,796 | D | |
| Common StockF3,F1 | Aug 11, 2015 | S | 1,106 | $35.004 | D | 101,690 | D | |
| Common StockF4 | holding | — | — | — | 2,427 | I | by Daughter I | |
| Common StockF5 | holding | — | — | — | 650 | I | by Daughter II | |
| Common StockF6 | holding | — | — | — | 1,564 | I | by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock option (right to buy)F7 | $12.50 | Aug 10, 2015 | M | 16,159 | D | — | Dec 15, 2015 | Common Stock | 16,159 | 5,641 | D |
| Non-qualified Stock option (right to buy)F7 | $12.50 | Aug 11, 2015 | M | 1,106 | D | — | Dec 15, 2015 | Common Stock | 1,106 | 4,535 | D |
Explanation of responses
- F1Includes one share jointly owned with Jason Napolitano.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.21, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4Gifts under the Uniform Gifts to Minors Act to daughter (Megan Grieve). The reporting person is the custodian of such shares but disclaims beneficial ownership of these shares.
- F5Gifts under the Uniform Gifts to Minors Act to daughter (Madeline Grieve). The reporting person is the custodian of such shares but disclaims beneficial ownership of these shares.
- F6Dr. Grieve disclaims beneficial ownership of all securities of the Issuer owned by his wife.
- F7This option vested in equal monthly installments over four (4) years from the date of grant until it became fully vested on December 15, 2009.