SEC Form 4 · accession 0001038133-15-000086
HESKA CORP · HSKA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David E. Sveen
Director
Period of report
May 15, 2015
Accepted (ET)
May 18, 2015 · 7:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 15, 2015 | M | 5,000 | $11.47 | A | 5,000 | D | |
| Common Stock | May 15, 2015 | M | 2,224 | $7.31 | A | 7,224 | D | |
| Common StockF1 | holding | — | — | — | 14,285 | I | by Bethany Creek | |
| Common StockF2 | holding | — | — | — | 7,143 | I | by Lindberg Capital |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $7.31 | May 15, 2015 | M | 2,224 | D | Nov 22, 2013 | Nov 21, 2023 | Common Stock | 2,224 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $11.47 | May 15, 2015 | M | 5,000 | D | May 6, 2014 | May 5, 2024 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Represents shares held by Bethany Creek Partners, LP. Dr. Sveen is a general partner of and an investor in Bethany Creek Partners, LP.
- F2Represents shares held by Lindberg Capital Partners, LP. Dr. Sveen is a general partner of and an investor in Lindberg Capital Partners, LP.