SEC Form 4 · accession 0001038133-15-000024
HESKA CORP · HSKA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert B Grieve
Officer — Executive Chair · Director
Period of report
Feb 3, 2015
Accepted (ET)
Feb 5, 2015 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 3, 2015 | M | 18,007 | $8.80 | A | 141,721 | D | |
| Common Stock | Feb 3, 2015 | M | 10,192 | $8.80 | A | 151,913 | D | |
| Common Stock | Feb 3, 2015 | M | 1 | $17.17 | A | 151,914 | D | |
| Common Stock | Feb 3, 2015 | M | 1 | $18.30 | A | 151,915 | D | |
| Common Stock | Feb 3, 2015 | M | 1 | $4.40 | A | 151,916 | D | |
| Common Stock | Feb 3, 2015 | M | 1 | $4.50 | A | 151,917 | D | |
| Common StockF2,F1 | Feb 3, 2015 | F | 15,177 | $21.39 | D | 136,740 | D | |
| Common StockF4 | holding | — | — | — | 3,077 | I | by Daughter I | |
| Common StockF5 | holding | — | — | — | 1,000 | I | by Daughter II | |
| Common StockF6 | holding | — | — | — | 1,564 | I | by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy) | $8.80 | Feb 3, 2015 | M | 10,192 | D | Mar 30, 2005 | Mar 30, 2015 | Common Stock | 10,192 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $8.80 | Feb 3, 2015 | M | 18,007 | D | Mar 30, 2005 | Mar 30, 2015 | Common Stock | 18,007 | 0 | D |
| Incentive Stock Option (right to buy)F3 | $17.17 | Feb 3, 2015 | M | 1 | D | Nov 17, 2006 | Nov 17, 2016 | Common Stock | 1 | 0 | D |
| Incentive Stock Option (right to buy)F3 | $18.30 | Feb 3, 2015 | M | 1 | D | Dec 31, 2007 | Dec 31, 2017 | Common Stock | 1 | 0 | D |
| Incentive Stock Option (right to buy)F3 | $4.40 | Feb 3, 2015 | M | 1 | D | Nov 4, 2008 | Nov 3, 2018 | Common Stock | 1 | 0 | D |
| Incentive Stock Option (right to buy)F3 | $4.50 | Feb 3, 2015 | M | 1 | D | Nov 10, 2009 | Nov 9, 2019 | Common Stock | 1 | 0 | D |
Explanation of responses
- F1Includes one share jointly owned with Jason Napolitano.
- F2Dr. Grieve offered to deliver 15,177 previously owned shares and a check for $64.84 to fulfill all exercise price and minimum statutory tax withholding obligations for his stock option exercises referenced herein.
- F3Represents a combination of stock option exercises involving fractional shares having the same exercise price, grant date and expiration date.
- F4Gifts under the Uniform Gifts to Minors Act to minor daughter (Megan Grieve) who shares reporting person's household. The reporting person is the custodian of such shares but disclaims beneficial ownership of these shares.
- F5Gifts under the Uniform Gifts to Minors Act to minor daughter (Madeline Grieve) who shares reporting person's household. The reporting person is the custodian of such shares but disclaims beneficial ownership of these shares.
- F6Dr. Grieve disclaims beneficial ownership of all securities of the Issuer owned by his wife.