SEC Form 4 · accession 0001127602-17-006007
AMETEK INC/ · AME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank S Hermance
Officer — EXECUTIVE CHAIRMAN · Director
Period of report
Feb 10, 2017
Accepted (ET)
Feb 14, 2017 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037868
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock/serp | Feb 10, 2017 | J | 2,751 | $49.902 | A | 386,429 | D | |
| Common Stock | Feb 13, 2017 | M | 335,790 | $19.5867 | A | 2,411,096 | D | |
| Common StockF2 | Feb 13, 2017 | S | 335,790 | $53.6602 | D | 2,075,306 | D | |
| Common Stock | holding | — | — | — | 270,000 | I | By Wife | |
| Common Stock | holding | — | — | — | 42,000 | I | by GRAT |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $19.5867 | Feb 13, 2017 | M | 335,790 | D | — | Apr 28, 2017 | Common Stock | 335,790 | 0 | D |
| Stock OptionF4 | $29.8267 | holding | — | — | — | — | May 2, 2018 | Common Stock | 150,840 | 150,840 | D |
| Stock OptionF5 | $34.0467 | holding | — | — | — | — | Apr 30, 2019 | Common Stock | 190,230 | 190,230 | D |
| Stock OptionF6 | $41.74 | holding | — | — | — | — | May 7, 2020 | Common Stock | 157,310 | 157,310 | D |
| Stock OptionF7 | $53.13 | holding | — | — | — | — | May 7, 2021 | Common Stock | 118,100 | 118,100 | D |
| Stock OptionF8 | $52.27 | holding | — | — | — | — | May 5, 2022 | Common Stock | 165,330 | 165,330 | D |
| Stock OptionF9 | $46.96 | holding | — | — | — | — | May 3, 2023 | Common Stock | 91,820 | 91,820 | D |
Explanation of responses
- F1Allocated pursuant to the AMETEK, Inc. Supplemental Executive Retirement Plan under which shares are automatically distributed on a one-for-one basis upon the participant's retirement.
- F2The shares sold at prices ranging from $53.54 to $53.78 per share. Upon request by the SEC staff, the issuer or any security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.
- F3The stock options will become exercisable in four equal annual installments beginning on April 29, 2011.
- F4The stock options will become exercisable in four equal installments beginning on May 3, 2012.
- F5The stock options will become exercisable in four equal installments beginning on May 1, 2013.
- F6The stock options will become exercisable in four equal annual installments beginning on May 8, 2014.
- F7The stock options will become exercisable in four equal annual installments beginning on May 8, 2015.
- F8The stock options will become exercisable in four equal annual installments beginning on May 6, 2016.
- F9The stock options will become exercisable in four equal annual installments beginning on May 4, 2017.