SEC Form 4 · accession 0001127602-17-000123
AMETEK INC/ · AME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank S Hermance
Officer — EXECUTIVE CHAIRMAN · Director
Period of report
Dec 31, 2016
Accepted (ET)
Jan 3, 2017 · 2:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037868
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock/serp | Dec 31, 2016 | J | 5,426 | $49.902 | A | 383,678 | D | |
| Common Stock | holding | — | — | — | 2,075,306 | D | ||
| Common Stock | holding | — | — | — | 270,000 | I | By Wife | |
| Common StockF2 | holding | — | — | — | 42,000 | I | by GRAT |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $19.5867 | holding | — | — | — | — | Apr 28, 2017 | Common Stock | 335,790 | 335,790 | D |
| Stock OptionF4 | $29.8267 | holding | — | — | — | — | May 2, 2018 | Common Stock | 150,840 | 150,840 | D |
| Stock OptionF5 | $34.0467 | holding | — | — | — | — | Apr 30, 2019 | Common Stock | 190,230 | 190,230 | D |
| Stock OptionF6 | $41.74 | holding | — | — | — | — | May 7, 2020 | Common Stock | 157,310 | 157,310 | D |
| Stock OptionF7 | $53.13 | holding | — | — | — | — | May 7, 2021 | Common Stock | 118,100 | 118,100 | D |
| Stock OptionF8 | $52.27 | holding | — | — | — | — | May 5, 2022 | Common Stock | 165,330 | 165,330 | D |
| Stock OptionF9 | $46.96 | holding | — | — | — | — | May 3, 2023 | Common Stock | 91,820 | 91,820 | D |
Explanation of responses
- F1Allocated pursuant to the AMETEK, Inc. Supplemental Executive Retirement Plan under which shares are automatically distributed on a one-for-one basis upon the participant's retirement.
- F2These shares were previously reported as directly beneficially owned but were contributed to a grantor retained annuity trust on September 27, 2016.
- F3The stock options will become exercisable in four equal annual installments beginning on April 29, 2011.
- F4The stock options will become exercisable in four equal installments beginning on May 3, 2012.
- F5The stock options will become exercisable in four equal installments beginning on May 1, 2013.
- F6The stock options will become exercisable in four equal annual installments beginning on May 8, 2014.
- F7The stock options will become exercisable in four equal annual installments beginning on May 8, 2015.
- F8The stock options will become exercisable in four equal annual installments beginning on May 6, 2016.
- F9The stock options will become exercisable in four equal annual installments beginning on May 4, 2017.