SEC Form 4 · accession 0001127602-16-051248
AMETEK INC/ · AME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Zapico
Officer — CHIEF EXECUTIVE OFFICER · Director
Period of report
May 4, 2016
Accepted (ET)
May 5, 2016 · 3:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037868
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 4, 2016 | A | 31,450 | $46.96 | A | 147,438 | D | |
| Common Stock/serp | holding | — | — | — | 45,602 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $46.96 | May 4, 2016 | A | 136,370 | A | — | May 3, 2023 | Common Stock | 136,370 | 136,370 | D |
| Stock OptionF4 | $19.5867 | holding | — | — | — | — | Apr 28, 2017 | Common Stock | 30,000 | 30,000 | D |
| Stock OptionF5 | $29.8267 | holding | — | — | — | — | May 2, 2018 | Common Stock | 25,965 | 25,965 | D |
| Stock OptionF6 | $34.0467 | holding | — | — | — | — | Apr 30, 2019 | Common Stock | 31,200 | 31,200 | D |
| Stock OptionF7 | $41.74 | holding | — | — | — | — | May 7, 2020 | Common Stock | 58,760 | 58,760 | D |
| Stock OptionF8 | $53.13 | holding | — | — | — | — | May 7, 2021 | Common Stock | 44,740 | 44,740 | D |
| Stock OptionF9 | $52.27 | holding | — | — | — | — | May 5, 2022 | Common Stock | 58,040 | 58,040 | D |
Explanation of responses
- F1Constitutes restricted stock issued under the AMETEK, Inc. 2011 Omnibus Incentive Compensation Plan.
- F2The balance in the "Amount of Securities Beneficially Owned Following Reported Transactions" column was adjusted by 1 share due to a rounding error from historical stock split adjustments.
- F3The stock options will become exercisable in four equal annual installments beginning on May 4, 2017.
- F4The stock options will become exercisable in four equal annual installments beginning on April 29, 2011.
- F5The stock options will become exercisable in four equal installments beginning on May 3, 2012.
- F6The stock options will become exercisable in four equal installments beginning on May 1, 2013.
- F7The stock options will become exercisable in four equal annual installments beginning on May 8, 2014.
- F8The stock options will become exercisable in four equal annual installments beginning on May 8, 2015.
- F9The stock options will become exercisable in four equal annual installments beginning on May 6, 2016.