SEC Form 4 · accession 0001127602-16-048935
AMETEK INC/ · AME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles D Klein
Director
Period of report
Apr 5, 2016
Accepted (ET)
Apr 6, 2016 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037868
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 5, 2016 | G | 20,000 | $0.00 | D | 124,411 | D | |
| Common StockF1 | Apr 5, 2016 | G | 20,000 | $0.00 | A | 20,000 | I | By Trust |
| Common StockF1 | Apr 5, 2016 | S | 20,000 | $48.9044 | D | 0 | I | By Trust |
| Common StockF2 | holding | — | — | — | 17,000 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $29.8267 | holding | — | — | — | — | May 2, 2018 | Common Stock | 4,050 | 4,050 | D |
| Stock OptionF4 | $34.0467 | holding | — | — | — | — | Apr 30, 2019 | Common Stock | 4,725 | 4,725 | D |
| Stock OptionF5 | $30.74 | holding | — | — | — | — | Jul 25, 2019 | Common Stock | 1,570 | 1,570 | D |
| Stock OptionF6 | $41.74 | holding | — | — | — | — | May 7, 2020 | Common Stock | 5,190 | 5,190 | D |
| Stock OptionF7 | $53.13 | holding | — | — | — | — | May 7, 2021 | Common Stock | 3,740 | 3,740 | D |
| Stock OptionF8 | $52.27 | holding | — | — | — | — | May 5, 2022 | Common Stock | 5,160 | 5,160 | D |
Explanation of responses
- F1This trust is a charitable remainder trust of which the reporting person's wife is one of the two co-trustees and of which his wife is a beneficiary. The reporting person continues to report beneficial ownership of all of the AMETEK Common Stock held by the trust but disclaims beneficial ownership except to the extent of his wife's pecuniary interest therein.
- F2This trust is a charitable remainder trust of which the reporting person and his spouse are two of the co-trustees and of which his wife is a beneficiary. The reporting person continues to report beneficial ownership of all of the AMETEK Common Stock held by the trust but disclaims beneficial ownership except to the extent of his wife's pecuniary interest therein.
- F3The stock options will become exercisable in four equal installments beginning on May 3, 2012.
- F4The stock options will become exercisable in four equal installments beginning on May 1, 2013.
- F5The stock options will become exercisable in four equal annual installments beginning on July 26, 2013.
- F6The stock options will become exercisable in four equal annual installments beginning on May 8, 2014.
- F7The stock options will become exercisable in four equal annual installments beginning on May 8, 2015.
- F8The stock options will become exercisable in four equal annual installments beginning on May 6, 2016.