SEC Form 4 · accession 0001127602-16-040402
AMETEK INC/ · AME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles D Klein
Director
Period of report
Feb 10, 2016
Accepted (ET)
Feb 10, 2016 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037868
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 10, 2016 | M | 8,820 | $14.5378 | A | 153,231 | D | |
| Common Stock | Feb 10, 2016 | M | 7,582 | $19.5867 | A | 160,813 | D | |
| Common StockF1 | Feb 10, 2016 | S | 16,402 | $45.8984 | D | 144,411 | D | |
| Common StockF2 | holding | — | — | — | 17,000 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $14.5378 | Feb 10, 2016 | M | 8,820 | D | — | Apr 22, 2016 | Common Stock | 8,820 | 0 | D |
| Stock OptionF4 | $19.5867 | Feb 10, 2016 | M | 7,582 | D | — | Apr 28, 2017 | Common Stock | 7,582 | 0 | D |
| Stock OptionF5 | $29.8267 | holding | — | — | — | — | May 2, 2018 | Common Stock | 4,050 | 4,050 | D |
| Stock OptionF6 | $34.0467 | holding | — | — | — | — | Apr 30, 2019 | Common Stock | 4,725 | 4,725 | D |
| Stock OptionF7 | $30.74 | holding | — | — | — | — | Jul 25, 2019 | Common Stock | 1,570 | 1,570 | D |
| Stock OptionF8 | $41.74 | holding | — | — | — | — | May 7, 2020 | Common Stock | 5,190 | 5,190 | D |
| Stock OptionF9 | $53.13 | holding | — | — | — | — | May 7, 2021 | Common Stock | 3,740 | 3,740 | D |
| Stock OptionF10 | $52.27 | holding | — | — | — | — | May 5, 2022 | Common Stock | 5,160 | 5,160 | D |
Explanation of responses
- F1The shares were sold at prices ranging from $45.8767 to $45.92 per share. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.
- F10The stock options will become exercisable in four equal annual installments beginning on May 6, 2016.
- F2This trust is a charitable remainder trust of which the reporting person and his spouse are two of the co-trustees and of which his wife is a beneficiary. The reporting person continues to report beneficial ownership of all of the AMETEK Common Stock held by the trust but disclaims beneficial ownership except to the extent of his wife's pecuniary interest therein.
- F3The stock options will become exercisable in four equal annual installments beginning on April 23, 2010.
- F4The stock options will become exercisable in four equal annual installments beginning on April 29, 2011.
- F5The stock options will become exercisable in four equal installments beginning on May 3, 2012.
- F6The stock options will become exercisable in four equal installments beginning on May 1, 2013.
- F7The stock options will become exercisable in four equal annual installments beginning on July 26, 2013.
- F8The stock options will become exercisable in four equal annual installments beginning on May 8, 2014.
- F9The stock options will become exercisable in four equal annual installments beginning on May 8, 2015.