SEC Form 4 · accession 0001127602-15-019140
AMETEK INC/ · AME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles D Klein
Director
Period of report
May 29, 2015
Accepted (ET)
Jun 1, 2015 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037868
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 18, 2015 | G | 19,000 | $0.00 | D | 155,411 | D | |
| Common StockF1 | May 18, 2015 | G | 19,000 | $0.00 | A | 26,000 | I | By Trust |
| Common StockF2,F1 | May 29, 2015 | S | 6,500 | $53.8924 | D | 19,500 | I | By Trust |
| Common StockF3,F1 | Jun 1, 2015 | S | 12,500 | $53.633 | D | 7,000 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF4 | $14.5378 | holding | — | — | — | — | Apr 22, 2016 | Common Stock | 8,820 | 8,820 | D |
| Stock OptionF5 | $19.5867 | holding | — | — | — | — | Apr 28, 2017 | Common Stock | 7,582 | 7,582 | D |
| Stock OptionF6 | $29.8267 | holding | — | — | — | — | May 2, 2018 | Common Stock | 4,050 | 4,050 | D |
| Stock OptionF7 | $34.0467 | holding | — | — | — | — | Apr 30, 2019 | Common Stock | 4,725 | 4,725 | D |
| Stock OptionF8 | $30.74 | holding | — | — | — | — | Jul 25, 2019 | Common Stock | 1,570 | 1,570 | D |
| Stock OptionF9 | $41.74 | holding | — | — | — | — | May 7, 2020 | Common Stock | 5,190 | 5,190 | D |
| Stock OptionF10 | $53.13 | holding | — | — | — | — | May 7, 2021 | Common Stock | 3,740 | 3,740 | D |
| Stock OptionF11 | $52.27 | holding | — | — | — | — | May 5, 2022 | Common Stock | 5,160 | 5,160 | D |
Explanation of responses
- F1This trust is a charitable remainder trust of which the reporting person and his spouse are two of the co-trustees and of which his wife is a beneficiary. The reporting person continues to report beneficial ownership of all of the AMETEK Common Stock held by the trust but disclaims beneficial ownership except to the extent of his wife's pecuniary interest therein.
- F10The stock options will become exercisable in four equal annual installments beginning on May 8, 2015.
- F11The stock options will become exercisable in four equal annual installments beginning on May 6, 2016.
- F2The shares were sold at prices ranging from $53.84 to $53.9250 per share. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.
- F3The shares were sold at prices ranging from $53.49 to $53.77 per share. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.
- F4The stock options will become exercisable in four equal annual installments beginning on April 23, 2010.
- F5The stock options will become exercisable in four equal annual installments beginning on April 29, 2011.
- F6The stock options will become exercisable in four equal installments beginning on May 3, 2012.
- F7The stock options will become exercisable in four equal installments beginning on May 1, 2013.
- F8The stock options will become exercisable in four equal annual installments beginning on July 26, 2013.
- F9The stock options will become exercisable in four equal annual installments beginning on May 8, 2014.