SEC Form 4 · accession 0001209191-16-104454
CEPHEID · CPHD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Easton
Director
Period of report
Feb 29, 2016
Accepted (ET)
Mar 2, 2016 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037760
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 29, 2016 | M | 12,500 | $9.26 | A | 22,519 | D | |
| Common StockF3 | Feb 29, 2016 | S | 12,500 | $31.13 | D | 10,019 | D | |
| Common StockF1 | holding | — | — | — | 4,175 | I | See Footnote | |
| Common StockF2 | holding | — | — | — | 73,856 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F4 | $9.26 | Feb 29, 2016 | M | 12,500 | D | Apr 29, 2010 | Apr 29, 2016 | Common Stock | 12,500 | 0 | D |
Explanation of responses
- F1Shares held by Joan Easton, the Reporting Person's spouse.
- F2Shares are held by the Second Easton Family Charitable Trust of which the Reporting Person is the trustee.
- F3The purchase price reported is the weighted average purchase price for the number of shares purchased. Full information regarding the number of shares purchased at each separate price will be supplied upon request by the Securities & Exchange Commission staff, the Issuer or a security holder of the Issuer.
- F4100% of the shares subject to the grant vested and became exercisable on the one-year anniversary of the grant date.