SEC Form 4 · accession 0001209191-15-079296
CEPHEID · CPHD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas L Gutshall
Director
Period of report
Nov 6, 2015
Accepted (ET)
Nov 10, 2015 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037760
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 6, 2015 | M | 12,500 | $9.26 | A | 105,159 | D | |
| Common StockF1 | holding | — | — | — | 356,300 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $9.26 | Nov 6, 2015 | M | 12,500 | D | Apr 29, 2010 | Apr 29, 2016 | Common Stock | 12,500 | 0 | D |
Explanation of responses
- F1Shares held by the Gutshall Family Trust DTD 3-7-1990, of which the Reporting Person is a co-trustee.
- F2100% of the shares subject to the grant vest and become exercisable on the one-year anniversary of the grant date, subject to the continuing service of the Reporting Person on the vesting date.