SEC Form 4/A · accession 0001209191-15-030195
CEPHEID · CPHD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Joseph H Smith
Officer — EVP, Bus Dev and GC
Period of report
Mar 19, 2015
Accepted (ET)
Mar 30, 2015 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037760
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 19, 2015 | M | 10,000 | $9.075 | A | 24,323 | D | |
| Common StockF2 | Mar 19, 2015 | M | 2,486 | $19.85 | A | 26,809 | D | |
| Common StockF2 | Mar 19, 2015 | S | 12,486 | $60.00 | D | 14,323 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F3 | $9.075 | Mar 19, 2015 | M | 10,000 | D | Jan 1, 2006 | Apr 27, 2015 | Common Stock | 10,000 | 34,352 | D |
| Non-qualified Stock Option (Right to Buy)F2,F4 | $19.85 | Mar 19, 2015 | M | 2,486 | D | Apr 24, 2009 | Apr 24, 2015 | Common Stock | 2,486 | 57,514 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.
- F2Share total exercised and sold as corrected by broker after original report on Form 4 filed 3/23/15.
- F31/48th of the shares subject to the grant vest and become exercisable monthly from the grant date, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.
- F425% of the shares subject to the grant vest and become exercisable on the one-year anniversary of the grant date, then 2.0833% of the shares subject to the grant vest and become exercisable each month thereafter, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.