SEC Form 4 · accession 0001209191-16-145355

ARCH COAL INC · ARCH

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Sr. VP-Law, Gen Counsel & Secy

Period of report

Oct 5, 2016

Accepted (ET)

Oct 7, 2016 · 12:51 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001037676

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Oct 5, 2016	J	3,765	$0.00	D	0	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Employee Stock Options^F2	$0.00	Oct 5, 2016	D	38,515	D	—	—	Common Stock	38,515	D
Performance Stock Awards^F3	$0.00	Oct 5, 2016	D	18,150	D	—	—	Common Stock	18,150	D
Restricted Stock Units^F4	$0.00	Oct 5, 2016	D	18,150	D	—	—	Common Stock	18,150	D

F1Represents shares cancelled for no value on October 5, 2016, the Effective Date of Arch Coal, Inc.'s Fourth Amended Joint Plan of Reorganization and the date on which Arch Coal, Inc. emerged from bankruptcy.
F2Represents Employee Stock Options cancelled for no value on October 5, 2016, the Effective Date of Arch Coal, Inc.'s Fourth Amended Joint Plan of Reorganization and the date on which Arch Coal, Inc. emerged from Chapter 11.
F3Represents Performance Stock Awards cancelled for no value on October 5, 2016, the Effective Date of Arch Coal, Inc.'s Fourth Amended Joint Plan of Reorganization and the date on which Arch Coal, Inc. emerged from Chapter 11.
F4Represents Restricted Stock Units cancelled for no value on October 5, 2016, the Effective Date of Arch Coal, Inc.'s Fourth Amended Joint Plan of Reorganization and the date on which Arch Coal, Inc. emerged from Chapter 11.