SEC Form 4 · accession 0001209191-15-065188
ARCH COAL INC · ARCH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth D. Cochran
Officer — Sr. VP - Operations
Period of report
Aug 10, 2015
Accepted (ET)
Aug 11, 2015 · 3:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037676
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 10, 2015 | M | 1,455 | — | A | 3,381 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3 | — | Aug 10, 2015 | M | 1,455 | D | — | — | Common Stock | 1,455 | 25,170 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2On August 3, 2015, the Issuer effected a one-for-ten reverse stock split of its Common Stock (the "Reverse Split"). The number of securities beneficially owned has been adjusted to reflect the Reverse Split.
- F3On August 9, 2012, the reporting person received 14,550 restricted stock units all of which vested on August 10, 2015. These restricted stock units have been adjusted to reflect the Reverse Split (as defined in Footnote #2).